Filing Details

Accession Number:
0001209191-18-048367
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-24 16:16:48
Reporting Period:
2018-08-22
Accepted Time:
2018-08-24 16:16:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343882 C Jeffrey Sprecher 5660 New Northside Drive
Atlanta GA 30328
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-08-22 79,800 $73.28 3,711,905 No 4 S Indirect CPEX
Common Stock Disposition 2018-08-22 200 $73.55 3,711,705 No 4 S Indirect CPEX
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect CPEX
No 4 S Indirect CPEX
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $72.55 - $73.54. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4.
  4. These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.