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Filing Details

Accession Number:: 0001209191-18-048258
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-23 17:41:28
Reporting Period:: 2018-08-22

Accepted Time:: 2018-08-23 17:41:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1163165	Conocophillips	COP	Petroleum Refining (2911)	010562944

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1464560	Michael Ryan Lance	Conocophillips 600 North Dairy Ashford Houston TX 77079	Chairman And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-08-22	61,115	$34.67	106,312	No	4	M	Direct
Common Stock	Acquisiton	2018-08-22	60,109	$36.90	166,421	No	4	M	Direct
Common Stock	Acquisiton	2018-08-22	38,840	$36.90	205,261	No	4	M	Direct
Common Stock	Disposition	2018-08-22	160,064	$72.07	45,197	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2018-08-22	61,115	$0.00	62,242	$34.67
Common Stock	Stock Options (Right to Buy)	Disposition	2018-08-22	60,109	$0.00	60,109	$36.90
Common Stock	Stock Options (Right to Buy)	Disposition	2018-08-22	38,840	$0.00	38,840	$36.90

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2019-02-12	No	4	M	Direct
38,840	2020-02-12	No	4	M	Direct
0	2020-02-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	49,822	Indirect	By Lance Family Trust
Common Stock	12,678	Indirect	By ConocoPhillips Savings Plan

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.93 to $72.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided herein.
Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16a-3.
In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, outstanding ConocoPhillips stock options were adjusted so that the holders hold vested stock options to purchase both Phillips 66 common stock and ConocoPhillips common stock. The Phillips 66 and ConocoPhillips stock options received, when combined, will generally preserve the intrinsic value of each original stock option grant and the ratio of the exercise to the fair market value of ConocoPhillips common stock on the distribution date.
The stock options became exercisable in three equal annual installments beginning on 02/12/2010.
The stock options became exercisable in two equal annual installments beginning on 02/12/2011.
In connection with the spin-off of Phillips 66 on April 30, 2012 by ConocoPhillips, restricted stock units that were not vested and were held by ConocoPhillips officers or employees, who continued as officers or employees of ConocoPhillips immediately after the spin-off, were replaced with adjusted ConocoPhillips restricted stock units, which will generally preserve the intrinsic value of each restricted stock unit grant to the fair market value of ConocoPhillips common stock on the distribution date.
The stock options were exercisable on 02/12/2013.