Filing Details
- Accession Number:
- 0001209191-18-048232
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 17:13:15
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-23 17:13:15
- Original Submission Date:
- 2018-08-09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1342555 | C Robert Hausmann | 2711 N. Haskell Avenue Suite 2200 Dallas TX 75204 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2018-08-08 | 3,075 | $4.96 | 71,285 | No | 4 | M | Direct | |
| Common | Acquisiton | 2018-08-08 | 3,852 | $3.61 | 75,137 | No | 4 | M | Direct | |
| Common | Acquisiton | 2018-08-08 | 5,000 | $2.40 | 80,137 | No | 4 | M | Direct | |
| Common | Acquisiton | 2018-08-08 | 5,000 | $2.46 | 85,137 | No | 4 | M | Direct | |
| Common | Acquisiton | 2018-08-08 | 36,000 | $1.76 | 121,137 | No | 4 | M | Direct | |
| Common | Disposition | 2018-08-08 | 52,927 | $5.66 | 68,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2018-08-08 | 3,075 | $0.00 | 3,075 | $4.96 |
| Common Stock | Common Stock Option | Disposition | 2018-08-08 | 3,852 | $0.00 | 3,852 | $3.61 |
| Common Stock | Common Stock Option | Disposition | 2018-08-08 | 5,000 | $0.00 | 5,000 | $2.40 |
| Common Stock | Common Stock Option | Disposition | 2018-08-08 | 5,000 | $0.00 | 5,000 | $2.46 |
| Common Stock | Common Stock Option | Disposition | 2018-08-08 | 36,000 | $0.00 | 36,000 | $1.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,713 | 2027-02-12 | No | 4 | M | Direct | |
| 59,861 | 2026-02-17 | No | 4 | M | Direct | |
| 54,861 | 2020-06-06 | No | 4 | M | Direct | |
| 49,861 | 2020-04-08 | No | 4 | M | Direct | |
| 13,861 | 2020-01-03 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.66. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Grant of 3,075 options on February 13, 2017 vested quarterly and pro-rata over one year. These options expire February 12, 2027.
- This Form 4/A amends the Form 4 filed by the Reporting Person on August 9, 2018. The amount of securities directly beneficially owned by the Reporting Person has been historically reported incorrectly and the resulting amount of derivative securities beneficially owned following each of the transactions set forth in Table II should have been reported as set forth in column 9 of Table II of this Form 4/A.
- Grant of 3,852 options on February 18, 2016 vested quarterly and pro-rata over one year. These options expire February 17, 2026.
- Grant of 5,000 options on June 7, 2010 vested quarterly and pro-rata over one year. These options expire June 6, 2020.
- Grant of 5,000 options on April 9, 2010 vested quarterly and pro-rata over one year. These options expire April 8, 2020.
- Grant of 36,000 options on January 4, 2010 vested quarterly and pro-rata over one year. These options expire January 3, 2020.
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