Filing Details

Accession Number:
0001127602-18-026102
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-23 16:45:46
Reporting Period:
2018-08-22
Accepted Time:
2018-08-23 16:45:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1486096 John Aldo Pagliari Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Sr Vp - Finance & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-22 6,480 $29.69 51,005 No 4 M Direct
Common Stock Disposition 2018-08-22 6,480 $177.89 44,525 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-08-22 6,480 $0.00 6,480 $29.69
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-11 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $41.01 2020-02-10 6,480 6,480 Direct
Common Stock Stock Option (Right to Buy) $58.94 2021-02-09 20,000 20,000 Direct
Common Stock Stock Option (Right to Buy) $60.00 2022-02-08 27,000 27,000 Direct
Common Stock Stock Option (Right to Buy) $79.04 2023-02-13 30,000 30,000 Direct
Common Stock Stock Option (Right to Buy) $109.43 2024-02-13 33,000 33,000 Direct
Common Stock Stock Option (Right to Buy) $144.69 2025-02-12 34,000 34,000 Direct
Common Stock Stock Option (Right to Buy) $138.03 2017-02-11 2026-02-11 35,000 35,000 Direct
Common Stock Stock Option (Right to Buy) $168.70 2018-02-09 2027-02-09 36,000 36,000 Direct
Common Stock Stock Option (Right to Buy) $161.18 2019-02-15 2028-02-15 26,052 26,052 Direct
Common Stock Restricted Stock Units $0.00 3,142 3,142 Direct
Common Stock Restricted Stock Units $0.00 985 985 Direct
Common Stock Restricted Stock Units $0.00 3,024 3,024 Direct
Common Stock Performance Units $0.00 2,704 2,704 Direct
Common Stock Performance Units $0.00 2,612 2,612 Direct
Common Stock Performance Units $0.00 3,024 3,024 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-10 6,480 6,480 Direct
2021-02-09 20,000 20,000 Direct
2022-02-08 27,000 27,000 Direct
2023-02-13 30,000 30,000 Direct
2024-02-13 33,000 33,000 Direct
2025-02-12 34,000 34,000 Direct
2026-02-11 35,000 35,000 Direct
2027-02-09 36,000 36,000 Direct
2028-02-15 26,052 26,052 Direct
3,142 3,142 Direct
985 985 Direct
3,024 3,024 Direct
2,704 2,704 Direct
2,612 2,612 Direct
3,024 3,024 Direct
Footnotes
  1. Includes 23.5475 shares acquired under a dividend reinvestment plan.
  2. This transaction was executed in multiple trades at prices ranging from $177.6917 to $178.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Option fully vested.
  4. Exercise of Rule 16b-3 stock option.
  5. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  6. 1 for 1.
  7. The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
  8. The restricted stock units were earned based on Company performance during fiscal 2017. Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.
  9. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  11. If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  12. If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.