Filing Details
- Accession Number:
- 0001225208-18-012877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 16:30:33
- Reporting Period:
- 2018-08-21
- Accepted Time:
- 2018-08-23 16:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62996 | Masco Corp | MAS | Millwood, Veneer, Plywood, & Structural Wood Members (2430) | 381794485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1333724 | G John Sznewajs | 17450 College Parkway Livonia MI 48152 | Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-21 | 9,518 | $7.05 | 237,578 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-21 | 9,518 | $39.36 | 228,060 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-22 | 85,579 | $7.05 | 313,639 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-22 | 1,772 | $7.05 | 315,411 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-22 | 87,351 | $38.90 | 228,060 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-08-21 | 9,518 | $0.00 | 9,518 | $7.05 |
| Common Stock | Employee Stock Option | Disposition | 2018-08-22 | 1,772 | $0.00 | 1,772 | $7.05 |
| Common Stock | Employee Stock Option | Disposition | 2018-08-22 | 85,579 | $0.00 | 85,579 | $7.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 87,351 | 2019-02-09 | No | 4 | M | Direct | |
| 85,579 | 2019-02-09 | No | 4 | M | Direct | |
| 0 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$39.350 to $39.375, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.780 to $39.305, inclusive.
- In connection with the spin-off of TopBuild Corp. by Masco Corporation ("Masco") on June 30, 2015, outstanding stock options granted under the Masco 2014 Long Term Stock Incentive Plan by Masco to all plan participants, including to the reporting person, were adjusted on a value neutral basis to preserve the options' pre-spin intrinsic value.
- This option became exercisable in five equal annual installments commencing February 9, 2010.
- Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
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