Filing Details
- Accession Number:
- 0001562180-18-003760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 16:14:44
- Reporting Period:
- 2018-08-21
- Accepted Time:
- 2018-08-23 16:14:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 844965 | Tetra Technologies Inc | TTI | Crude Petroleum & Natural Gas (1311) | 742148293 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706451 | H James Funke | 24955 Interstate 45 N The Woodlands TX 77380 | Vp | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-21 | 35,000 | $3.78 | 88,592 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-21 | 35,000 | $5.01 | 53,592 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-21 | 35,000 | $0.00 | 35,000 | $3.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,036 | Indirect | by 401(k) Plan |
| Common Stock | 47,161 | Indirect | By Funke Family Living Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.98 to $5.041 inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Rounded. Reflects shares held for the Reporting Person's account by the Trustee of TETRA Technologies, Inc. 401(k) Retirement Plan as of June 30, 2018.
- These shares are held in a trust for the benefit of the reporting person and the reporting person's spouse and children. The reporting person and his spouse are co-trustees of the trust..
- Vests 11,666 share(s) on 12-Feb-2010, 972 share(s) on 12-Mar-2010, 973 share(s) on 12-Apr-2010, 972 share(s) on 12-May-2010, 972 share(s) on 12-Jun-2010, 972 share(s) on 12-Jul-2010, 973 share(s) on 12-Aug-2010, 972 share(s) on 12-Sep-2010, 972 share(s) on 12-Oct-2010, 972 share(s) on 12-Nov-2010, 972 share(s) on 12-Dec-2010, 973 share(s) on 12-Jan-2011, 972 share(s) on 12-Feb-2011, 972 share(s) on 12-Mar-2011, 972 share(s) on 12-Apr-2011, 973 share(s) on 12-May-2011, 972 share(s) on 12-Jun-2011, 972 share(s) on 12-Jul-2011, 972 share(s) on 12-Aug-2011, 973 share(s) on 12-Sep-2011, 972 share(s) on 12-Oct-2011, 972 share(s) on 12-Nov-2011, 972 share(s) on 12-Dec-2011, 972 share(s) on 12-Jan-2012, 973 share(s) on 12-Feb-2012
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