Filing Details
- Accession Number:
- 0001403256-18-000233
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 16:12:14
- Reporting Period:
- 2018-08-23
- Accepted Time:
- 2018-08-23 16:12:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403256 | Och-Ziff Capital Management Group Llc | OZM | Investment Advice (6282) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1691807 | Michael David Levine | Och-Ziff Capital Management Group Llc 9 West 57Th Street, 39Th Floor New York NY 10019 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2018-08-23 | 145 | $0.00 | 145 | No | 4 | M | Direct | |
Class A Shares | Disposition | 2018-08-23 | 145 | $1.88 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Shares | Class A Restricted Share Units | Disposition | 2018-08-23 | 145 | $0.00 | 145 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
284,693 | No | 4 | M | Direct |
Footnotes
- The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
- Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- The Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 26,186 on September 14, 2018; 78,133 on March 1, 2019; 26,187 on September 13, 2019; 78,132 on March 2, 2020; 26,186 on September 14, 2020; and 49,869 on March 1, 2021.