Filing Details

Accession Number:
0001403256-18-000233
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-23 16:12:14
Reporting Period:
2018-08-23
Accepted Time:
2018-08-23 16:12:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Och-Ziff Capital Management Group Llc OZM Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1691807 Michael David Levine Och-Ziff Capital Management Group Llc
9 West 57Th Street, 39Th Floor
New York NY 10019
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Acquisiton 2018-08-23 145 $0.00 145 No 4 M Direct
Class A Shares Disposition 2018-08-23 145 $1.88 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Shares Class A Restricted Share Units Disposition 2018-08-23 145 $0.00 145 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
284,693 No 4 M Direct
Footnotes
  1. The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
  2. Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
  3. The Class A Restricted Share Units vest, subject to certain limited exceptions, as follows: 26,186 on September 14, 2018; 78,133 on March 1, 2019; 26,187 on September 13, 2019; 78,132 on March 2, 2020; 26,186 on September 14, 2020; and 49,869 on March 1, 2021.