Filing Details
- Accession Number:
- 0001437749-18-016052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 16:06:30
- Reporting Period:
- 2018-08-21
- Accepted Time:
- 2018-08-23 16:06:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611647 | Freshpet Inc. | FRPT | Grain Mill Products (2040) | 201884894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623963 | James Scott Morris | C/O Freshpet, Inc. 400 Plaza Drive, Floor 1 Secaucus NJ 07094 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-21 | 3,333 | $9.05 | 166,131 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-21 | 3,333 | $36.35 | 162,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-21 | 562 | $15.00 | 163,360 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-21 | 562 | $36.35 | 162,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2018-08-21 | 3,333 | $0.00 | 3,333 | $9.05 |
| Common Stock | Options to purchase common stock | Disposition | 2018-08-21 | 562 | $0.00 | 562 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,282 | 2026-05-09 | No | 4 | M | Direct | |
| 0 | 2024-11-07 | No | 4 | M | Direct |
Footnotes
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 9, 2017, of which half are time based awards and remaining half are performance based awards.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.
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