Filing Details
- Accession Number:
- 0000950103-18-009895
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-23 13:30:16
- Reporting Period:
- 2018-08-21
- Accepted Time:
- 2018-08-23 13:30:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302215 | Houlihan Lokey Inc. | HLI | Miscellaneous Business Credit Institution (6159) | 0331 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1070304 | Orix Corp | World Trade Center Bldg. 2-4-1 Hamamatsu-Cho, Minato-Ku Tokyo M0 105 6135 | No | No | Yes | No | |
| 1650299 | Orix Hlhz Holding Llc | 1717 Main Street Suite 1100 Dallas TX 75201 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-08-21 | 12,739 | $48.00 | 256,810 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-08-21 | 394,374 | $0.00 | 651,184 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2018-08-22 | 28,485 | $48.04 | 622,699 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2018-08-21 | 394,374 | $0.00 | 394,374 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,768,214 | No | 4 | C | Direct |
Footnotes
- Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
- Represents Class A Common Stock received upon conversion of Class B Common Stock.
- Reflects a weighted average sale price of $48.0421 per share, at prices ranging from $48.00 to $48.115 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Convertible into Class A Common Stock on a one-for-one basis, upon transfer or final conversion dates.
Billionaire Hedge Funds
