Filing Details
- Accession Number:
- 0001127602-18-026018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 17:04:12
- Reporting Period:
- 2018-08-20
- Accepted Time:
- 2018-08-22 17:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433828 | M Robert Patterson | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-20 | 30,500 | $14.81 | 290,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-20 | 19,352 | $43.16 | 270,827 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-08-20 | 48,800 | $14.61 | 319,627 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-20 | 30,837 | $43.16 | 288,790 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-08-20 | 30,700 | $23.08 | 319,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-20 | 22,752 | $43.16 | 296,738 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2018-08-20 | 20,500 | $35.07 | 317,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-20 | 18,363 | $43.16 | 298,875 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2018-08-21 | 20,000 | $43.61 | 278,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-22 | 19,196 | $43.30 | 259,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2018-08-20 | 30,500 | $0.00 | 30,500 | $14.81 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-08-20 | 48,800 | $0.00 | 48,800 | $14.61 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-08-20 | 30,700 | $0.00 | 30,700 | $23.08 |
| Common Stock | Stock Appreciation Rights | Disposition | 2018-08-20 | 20,500 | $0.00 | 20,500 | $35.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-02-16 | No | 4 | M | Direct | |
| 0 | 2022-02-14 | No | 4 | M | Direct | |
| 0 | 2023-02-15 | No | 4 | M | Direct | |
| 0 | 2024-02-11 | No | 4 | M | Direct |
Footnotes
- Includes shares acquired pursuant to dividend reinvestment since the last Form 4 was filed.
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.21 per share to a high of $43.89. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation or a security holder of PolyOne Corporation.
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $43.12 per share to a high of $43.52 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The stock appreciation rights vested in three equal annual installments beginning February 16, 2012.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share and no more than one-third of the grant can vest per year during the first three years.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $35.07 per share and no more than one-third of the grant can vest per year during the first three years.
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