Filing Details
- Accession Number:
- 0001179110-18-010780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 16:34:42
- Reporting Period:
- 2018-08-21
- Accepted Time:
- 2018-08-22 16:34:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 830524 | Chase Corp | CCF | Electric Lighting & Wiring Equipment (3640) | 111797126 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254837 | R Peter Chase | 295 University Ave. Westwood MA 02090 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Chase Corporation Common Stock | Disposition | 2018-08-21 | 500 | $124.44 | 225,491 | No | 4 | S | Indirect | Peter R. Chase Insurance Trust |
| Chase Corporation Common Stock | Disposition | 2018-08-22 | 500 | $128.15 | 224,991 | No | 4 | S | Indirect | Peter R. Chase Insurance Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Peter R. Chase Insurance Trust |
| No | 4 | S | Indirect | Peter R. Chase Insurance Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Chase Corporation Common Stock | 5,693 | Direct | |
| Chase Corporation Common Stock | 258,451 | Indirect | Peter R. Chase 2016 Qualified Annuity Trust #2-ML |
| Chase Corporation Common Stock | 75,612 | Indirect | Peter R. Chase 2018 Qualified Annuity Trust #2-ML |
| Chase Corporation Common Stock | 415,000 | Indirect | Peter R. Chase 2018 Qualified Annuity Trust-RJ |
Footnotes
- Represents shares held by the Peter R. Chase Insurance Trust.
- Reflects shares held by the Peter R. Chase 2016 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust #2, a grantor retained annuity trust. ML
- Represents shares held by the Peter R. Chase 2018 Qualified Annuity Trust, a grantor retained annuity trust. RJ
- Represents shares sold pursuant to a trading plan that was adopted on February 13, 2018, complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.25 to $124.58 for all transactions reported on this date utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- These shares were all sold at the same price of $128.15.
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