Filing Details
- Accession Number:
- 0000899243-18-023026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 16:30:50
- Reporting Period:
- 2018-08-20
- Accepted Time:
- 2018-08-22 16:30:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529399 | George Gaines | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-20 | 400 | $8.00 | 1,050,400 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2017-07-18 | 7,500 | $7.00 | 7,500 | $7.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,500 | 2017-07-18 | 2027-07-18 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $2.80 | 2011-08-30 | 2021-08-30 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Options | $2.04 | 2012-07-10 | 2022-07-10 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $1.95 | 2013-07-19 | 2023-07-19 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $2.40 | 2014-07-22 | 2024-07-22 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $3.08 | 2015-07-09 | 2025-07-09 | 7,500 | 7,500 | Direct |
| Common Stock | Stock Options | $3.50 | 2016-07-06 | 2026-07-06 | 7,500 | 7,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-08-30 | 20,000 | 20,000 | Direct |
| 2022-07-10 | 7,500 | 7,500 | Direct |
| 2023-07-19 | 7,500 | 7,500 | Direct |
| 2024-07-22 | 7,500 | 7,500 | Direct |
| 2025-07-09 | 7,500 | 7,500 | Direct |
| 2026-07-06 | 7,500 | 7,500 | Direct |
Footnotes
- Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.
- Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
- Stock options vest at a rate of 1/3 per month commencing on July 19, 2013.
- Stock options vest at a rate of 1/12 per month commencing on July 22, 2014.
- Stock options vest at a rate of 1/12 per month commencing on July 9, 2015.
- Stock options vest at a rate of 1/12 per month commencing on July 6, 2016.
- Stock options vest at a rate of 1/12 per month commencing on July 18, 2017.
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