Filing Details
- Accession Number:
- 0001209191-18-047942
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 16:26:11
- Reporting Period:
- 2018-08-20
- Accepted Time:
- 2018-08-22 16:26:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241524 | C John Hellmann | C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820 | Chief Exec. Officer & Pres. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, $.01 Par Value | Acquisiton | 2018-08-20 | 11,551 | $86.58 | 399,407 | No | 4 | M | Direct | |
Class A Common Stock, $.01 Par Value | Disposition | 2018-08-20 | 11,467 | $88.01 | 387,940 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2018-08-20 | 11,551 | $0.00 | 11,551 | $86.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-08-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, $.01 Par Value | 55,555 | Indirect | By Trust |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
- Represents the weighted average sales price for the price increments ranging from $87.45 to $88.32.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
- This option award was granted under the Genesee & Wyoming Fourth Amended and Restated 2004 Omnibus Plan and vested in three equal installments, beginning February 28, 2014.