Filing Details
- Accession Number:
- 0001012975-18-001040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-22 16:22:11
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-22 16:22:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1069308 | Acer Therapeutics Inc. | ACER | Pharmaceutical Preparations (2834) | 320426967 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1133921 | Helmut Schuhsler | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | No | No | Yes | No | |
1398596 | Stefan Fischer | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | No | No | Yes | No | |
1398598 | Hubert Birner | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | Yes | No | Yes | No | |
1639971 | Luc Marengere | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | Yes | No | Yes | No | |
1640880 | L.p. Vii Ventures Science Life Tvm | C/O Tvm Capital Group 204, Rue Notre-Dame Ouest, Bureau 350 Montreal A8 H2Y 1T3 | Yes | No | Yes | No | |
1718117 | Gary Leatt | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | No | No | Yes | No | |
1750983 | Reshentha Beeby | C/O Tvm Capital Group Ottostrasse 4 Munich 2M 80333 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-01 | 275,000 | $18.00 | 1,697,709 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Footnotes
- These shares are directly held by TVM Life Science Ventures VII L.P. ("TVM VII LP"). TVM Life Science Ventures VII (GP) Ltd. ("TVM VII GP Ltd") is the general partner of TVM VII LP. Hubert Birner ("Birner"), Stefan Fischer ("Fischer"), Helmut Schuhsler ("Schuhsler"), Luc Marengere ("Marengere"), Reshentha Beeby ("Beeby"), and Gary Leatt ("Leatt") are members of the investment committee of TVM VII GP Ltd, which has voting and investment power with respect to these shares. TVM VII GP Ltd, Birner, Fischer, Schuhsler, Marengere, Beeby and Leatt each disclaim any beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein, if any. Marengere is a director of the Issuer.