Home > Insider Trading > Filing (0001104659-18-053203)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497462	Judson Bergman	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-09	25,000	$0.00	730,673	No	5	G	Direct
Common Stock	Acquisiton	2018-08-09	25,000	$0.00	25,000	No	5	G	Indirect	By Trust for Wife
Common Stock	Disposition	2018-08-22	25,000	$59.04	0	No	4	S	Indirect	By Trust for Wife

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	By Trust for Wife
No	4	S	Indirect	By Trust for Wife

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	730,673	Direct

Footnotes

This transaction involved a gift of securities by the reporting person to a trust for his wife, who shares reporting person's household. The reporting person disclaims beneficial ownership of the shares held by the trust for his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for his wife for purposes of Section 16 or for any other purpose.
The trust for the reporting person's wife contributed Envestnet common stock to an exchange fund in exchange for shares of the exchange fund. The Envestnet common stock was valued at $59.04 per share (the market value of the Envestnet common stock as of the close of business on August 21, 2018) for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.