Filing Details
- Accession Number:
- 0001437749-18-015985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-21 19:50:54
- Reporting Period:
- 2018-08-17
- Accepted Time:
- 2018-08-21 19:50:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 861842 | Cathay General Bancorp | CATY | State Commercial Banks (6022) | 954274680 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185633 | M Anthony Tang | 777 North Broadway Los Angeles CA 90012 | Vice Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-17 | 9,781 | $42.50 | 268,225 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-20 | 219 | $42.50 | 268,006 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 288,970 | Indirect | By spouse |
| Common Stock | 97,707 | Indirect | By ESOP |
| Common Stock | 300,000 | Indirect | YFO Investments, spouse is a beneficiary |
Footnotes
- Includes 3,170.965 shares acquired through dividend reinvestment year-to-date
- Includes 1,091.179 shares acquired through dividend reinvestment year-to-date
Billionaire Hedge Funds
