Filing Details
- Accession Number:
- 0001195734-18-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-21 15:53:54
- Reporting Period:
- 2018-08-20
- Accepted Time:
- 2018-08-21 15:53:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1241912 | C Marla Gottschalk | 111 N. Canal Suite 850 Chicago IL 60606 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-20 | 700 | $8.00 | 102,396 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-20 | 700 | $14.00 | 101,696 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-20 | 700 | $0.00 | 700 | $8.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,300 | 2018-10-19 | No | 4 | M | Direct |
Footnotes
- These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.