Filing Details
- Accession Number:
- 0001567619-18-001494
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-20 18:37:47
- Reporting Period:
- 2018-08-17
- Accepted Time:
- 2018-08-20 18:37:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1538965 | A. David Weber | 220 Nw Second Avenue Portland OR 97209 | Pres. & Ceo Of Issuer's Sub. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-17 | 2,000 | $41.15 | 2,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-17 | 2,000 | $65.08 | 296 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 2,000 | $44.25 | 2,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-17 | 2,000 | $65.08 | 296 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 3,000 | $45.74 | 3,296 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-17 | 3,000 | $65.08 | 296 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option to Buy | Disposition | 2018-08-17 | 2,000 | $0.00 | 2,000 | $41.15 |
| Common Stock | Employee Stock Option to Buy | Disposition | 2018-08-17 | 2,000 | $0.00 | 2,000 | $44.25 |
| Common Stock | Employee Stock Option to Buy | Disposition | 2018-08-17 | 3,000 | $0.00 | 3,000 | $45.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-04 | No | 4 | M | Direct | |
| 0 | 2020-03-02 | No | 4 | M | Direct | |
| 0 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,886 | Indirect | See Footnote |
| Common Stock | 1,660 | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades on reported date with prices ranging from $65.00 - $65.20, resulting in an average price of $65.0784. Northwest Natural Gas Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate transaction.
- Shares held in reporting person's account under Issuer's Retirement K Savings Plan as of July 31, 2018.
- Shares have been credited to reporting person's account under the Issuer's Deferred Compensation Plan for Directors and Executives.
- The options vested in four equal installments on February 25, 2010, and January 1, 2011, 2012, and 2013.
- The options vested in four equal installments on February 24, 2011, and January 1, 2012, 2013, and 2014.
- The options vested in four equal installments on February 23, 2012, and January 1, 2013, 2014, and 2015.
- Option was granted as part of compensation for services. The option was exercised in a cashless exercise.
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