Filing Details
- Accession Number:
- 0001127602-18-025826
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-20 18:28:35
- Reporting Period:
- 2018-08-17
- Accepted Time:
- 2018-08-20 18:28:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1739103 | H Dana Abraham | 1010 Grand Blvd. Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-17 | 2,609 | $41.37 | 13,654 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 3,155 | $37.84 | 16,809 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 2,751 | $41.71 | 19,560 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 3,169 | $39.97 | 22,729 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-17 | 2,776 | $45.58 | 25,505 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $75.72 | 25,305 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 600 | $75.73 | 24,705 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 400 | $75.74 | 24,305 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 395 | $75.74 | 23,910 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 400 | $75.75 | 23,510 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 900 | $75.75 | 22,610 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 500 | $75.76 | 22,110 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 800 | $75.77 | 21,310 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 600 | $75.78 | 20,710 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 700 | $75.79 | 20,010 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 705 | $75.81 | 19,305 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 700 | $75.82 | 18,605 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 400 | $75.83 | 18,205 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $75.84 | 18,005 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 100 | $75.85 | 17,905 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 310 | $75.88 | 17,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $75.89 | 17,395 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 100 | $75.93 | 17,295 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 100 | $75.94 | 17,195 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $76.00 | 16,995 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 954 | $76.02 | 16,041 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 200 | $76.03 | 15,841 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 300 | $76.04 | 15,541 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-17 | 300 | $76.05 | 15,241 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-17 | 2,609 | $0.00 | 2,609 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-17 | 3,155 | $0.00 | 3,155 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-17 | 2,751 | $0.00 | 2,751 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-17 | 3,169 | $0.00 | 3,169 | $39.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-17 | 2,776 | $0.00 | 2,776 | $45.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
| 0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 0 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
| 0 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
| 0 | 2016-01-01 | 2023-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 289 | Indirect | By ESOP |
Footnotes
- Reflects shares acquired through the reinvestment of dividends on restricted stock.
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
- Options vested 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014.
- Options vested 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015.
- Options vested 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2016.
- Options vested 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
- Options vested 50% on 1/1/2016, 75% on 1/1/2017 and 100% on 1/1/2018.
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