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Filing Details

Accession Number:: 0000919574-18-005773
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-20 17:57:07
Reporting Period:: 2018-08-16

Accepted Time:: 2018-08-20 17:57:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1069530	Pain Therapeutics Inc	PTIE	Pharmaceutical Preparations (2834)	911911336

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1601086	Armistice Capital, Llc	510 Madison Avenue 22Nd Floor New York NY 10022	No	No	Yes	No
1633584	Ltd. Fund Master Capital Armistice	C/O Dms Corporate Services Ltd. 20 Genesis Close, P.o. Box 314 Grand Cayman E9 KY1-1104	No	No	Yes	No
1706140	Steven Boyd	C/O Armistice Capital, Llc 510 Madison Avenue, 22Nd Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-16	1,200,000	$1.02	2,220,000	No	4	S	Direct
Common Stock	Disposition	2018-08-16	0	$0.00	2,220,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-08-16	0	$0.00	2,220,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-08-17	48,000	$0.95	2,172,000	No	4	S	Direct
Common Stock	Disposition	2018-08-17	0	$0.00	2,172,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-08-17	0	$0.00	2,172,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-08-20	8,000	$0.91	2,164,000	No	4	S	Direct
Common Stock	Disposition	2018-08-20	0	$0.00	2,164,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2018-08-20	0	$0.00	2,164,000	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Direct
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Footnotes

The reported securities are directly owned by Armistice Capital Master Fund Ltd.
The reported securities are directly owned by Armistice Capital Master Fund Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This constitutes the weighted average sale price. The prices range from $0.9851 to $1.0677. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
This constitutes the weighted average sale price. The prices range from $0.9091 to $0.9998. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.