Filing Details
- Accession Number:
- 0001209191-18-047647
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-20 17:54:27
- Reporting Period:
- 2018-08-16
- Accepted Time:
- 2018-08-20 17:54:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1644675 | Mimecast Ltd | MIME | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1267550 | Jr J John Walsh | C/O Mimecast North America, Inc. 191 Spring Street Lexington MA 02421 | Sr. Vice President,Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-08-16 | 6,118 | $24.45 | 6,321 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-08-16 | 6,118 | $38.50 | 203 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2018-08-20 | 3,882 | $24.45 | 4,085 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-08-20 | 3,882 | $38.50 | 203 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2018-08-16 | 6,118 | $0.00 | 6,118 | $24.45 |
| Ordinary Shares | Share Option (Right to Buy) | Disposition | 2018-08-20 | 3,882 | $0.00 | 3,882 | $24.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 193,882 | 2027-05-01 | No | 4 | M | Direct | |
| 190,000 | 2027-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Share Units | 3,300 | Direct | |
| Restricted Share Units | 1,700 | Direct |
Footnotes
- Includes 203 Ordinary Shares issued to the Reporting Person on June 29, 2018 under the Mimecast Limited 2015 Employee Share Purchase Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 - $38.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted share unit represents a contingent right to receive one share of the Issuer's ordinary shares.
- These restricted share units were granted on April 2, 2018. Twenty-five percent (25%) of the units vest on April 2, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
- These restricted share units were granted on June 1, 2018. Twenty-five percent (25%) of the units vest on June 1, 2019 and the remainder of the units vest on an annual basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
- This option was granted on May 1, 2017. Twenty-five percent (25%) of the shares vested on May 1, 2018 and the remainder of the shares vest on a quarterly basis over the next three (3) years, provided that the Reporting Person remains an employee of the Issuer on such vesting date.
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