Filing Details
- Accession Number:
- 0001225208-18-012737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 20:00:18
- Reporting Period:
- 2018-08-16
- Accepted Time:
- 2018-08-17 20:00:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1186004 | V Christopher Dodds | 211 Main Street San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-16 | 8,548 | $31.21 | 468,116 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2018-08-16 | 3,933 | $28.96 | 472,049 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2018-08-16 | 1,791 | $38.33 | 473,840 | No | 4 | M | Indirect | by Trust |
| Common Stock | Acquisiton | 2018-08-16 | 1,446 | $29.68 | 475,286 | No | 4 | M | Indirect | by Trust |
| Common Stock | Disposition | 2018-08-16 | 1,446 | $51.14 | 473,840 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2018-08-16 | 1,791 | $51.14 | 472,049 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2018-08-16 | 3,933 | $51.14 | 468,116 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2018-08-16 | 8,548 | $51.14 | 459,568 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | M | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-08-16 | 8,548 | $0.00 | 8,548 | $31.21 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-08-16 | 1,791 | $0.00 | 1,791 | $38.33 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-08-16 | 3,933 | $0.00 | 3,933 | $28.96 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2018-08-16 | 1,446 | $0.00 | 1,446 | $29.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-05-15 | No | 4 | M | Direct | |
| 5,374 | 2027-05-18 | No | 4 | M | Direct | |
| 3,933 | 2026-05-19 | No | 4 | M | Direct | |
| 0 | 2024-12-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 7,592 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 5/15/2016.
- The date first exercisable is 5/18/2018.
- The date first exercisable is 5/19/2017.
- The date first exercisable is 12/11/2015.
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