Filing Details
- Accession Number:
- 0001329700-11-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-22 16:13:48
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-02-22
- Accepted Time:
- 2011-02-22 16:13:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048685 | Metalico Inc | MEA | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1068853 | R Bret Maxwell | 233 South Wacker Drive Suite 9500 Chicago IL 60608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-14 | 40,000 | $6.00 | 597,655 | No | 4 | S | Indirect | See Footnote 1,3 |
Common Stock | Disposition | 2011-02-14 | 10,000 | $6.00 | 149,539 | No | 4 | S | Indirect | See Footnote 2,3 |
Common Stock | Disposition | 2011-02-22 | 40,000 | $6.30 | 561,415 | No | 4 | S | Indirect | See footnote 1,3 |
Common Stock | Disposition | 2011-02-22 | 10,000 | $6.30 | 140,479 | No | 4 | S | Indirect | See Footnote 2,3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote 1,3 |
No | 4 | S | Indirect | See Footnote 2,3 |
No | 4 | S | Indirect | See footnote 1,3 |
No | 4 | S | Indirect | See Footnote 2,3 |
Footnotes
- Held by: Infrastructure & Environmental Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Held by: Environmental Information Technology Private Equity Fund III, of which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1).
- Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010.
- Sales made pursuant to a previously disclosed Rule 10b5-1 trading plan effective July 21, 2010. Prices ranged from $6.15 - $6.38 per share. Reporting Person will provide on request full information regarding the number of shares sold at each price.