Filing Details
- Accession Number:
- 0000899243-18-022734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 19:16:50
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 19:16:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1610532 | Hortonworks Inc. | HDP | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229938 | G Robert Bearden | C/O Hortonworks, Inc. 5470 Great America Parkway Santa Clara CA 95054 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-15 | 74,449 | $22.05 | 1,265,633 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-16 | 74,449 | $21.87 | 1,191,184 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-16 | 54,600 | $21.87 | 763,652 | No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
| Common Stock | Disposition | 2018-08-17 | 54,600 | $21.16 | 709,052 | No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
| No | 4 | S | Indirect | The Robert Gene Bearden, Jr. Family Trust |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $21.77 to $22.37 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from to $21.33 to $22.18 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from to $21.35 to $22.19 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
- Represents the weighted average sale price for the entire number of shares sold. The sale prices range from to $20.95 to $21.60 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.
Billionaire Hedge Funds
