Filing Details
- Accession Number:
- 0001209191-18-047477
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 17:24:11
- Reporting Period:
- 2018-08-01
- Accepted Time:
- 2018-08-17 17:24:11
- Original Submission Date:
- 2018-08-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1680115 | Kenneth Stillwell | C/O Pegasystems Inc One Rogers Street Cambridge MA 02142 | Cfo, Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-01 | 2,186 | $0.00 | 11,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-01 | 972 | $55.60 | 10,463 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-08-01 | 1,000 | $55.85 | 9,463 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-08-01 | 2,186 | $0.00 | 2,186 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,240 | 2017-08-01 | No | 4 | M | Direct |
Footnotes
- Represents 5% vesting on August 1, 2018. The original grant was 43,732 restricted stock units, with 20% vesting on August 1, 2017, and the remaining 80% vesting in equal quarterly installments over the remaining 4 years.
- The Form 4 filed on August 3, 2018 is amended by this Form 4A to include Mr. Stillwell's August 1, 2018 vesting, which was not reported on the original form.
- Sold pursuant to a pre-arranged stock trading plan under rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Does not include shares of common stock subject to unvested restricted stock units and options awards.
- Each restricted stock unit represents the right to receive, following vesting, one share of the issuer's common stock.
- Once vested, the shares of common stock are not subject to expiration.
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