Filing Details
- Accession Number:
- 0000899243-18-022719
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 17:15:45
- Reporting Period:
- 2018-08-16
- Accepted Time:
- 2018-08-17 17:15:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1493761 | Turtle Beach Corp | HEAR | Communications Equipment, Nec (3669) | 272767540 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595670 | M. Juergen Stark | C/O Turtle Beach Corporation 11011 Via Frontera, Suite A/B San Diego CA 92127 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-16 | 50,000 | $25.22 | 180,131 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.72 | 2022-09-03 | 365,912 | 365,912 | Direct | |
Common Stock | Stock Option (Right to Buy) | $7.24 | 2025-05-29 | 70,000 | 70,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $4.64 | 2026-04-04 | 112,500 | 112,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $2.04 | 2027-11-13 | 112,500 | 112,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $3.12 | 2028-04-11 | 112,500 | 112,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-09-03 | 365,912 | 365,912 | Direct |
2025-05-29 | 70,000 | 70,000 | Direct |
2026-04-04 | 112,500 | 112,500 | Direct |
2027-11-13 | 112,500 | 112,500 | Direct |
2028-04-11 | 112,500 | 112,500 | Direct |
Footnotes
- The Reporting Person contributed shares of Turtle Beach Corporation common stock to an exchange fund in exchange for shares of the exchange fund. The shares of Turtle Beach Common Stock were valued at $25.22 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.
- All shares were exercisable as of the transaction date.
- 55,416 of the underlying shares have vested, with the remainder scheduled to vest in equal monthly installments until May 29, 2019.
- 65,625 of the underlying shares have vested, with the remainder scheduled to vest in equal monthly installments until April 4, 2020.
- One-quarter of the underlying shares will vest on November 13, 2018, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter.
- One-quarter of the underlying shares will vest on April 11, 2019, with the remainder vesting with respect to 1/48 of the underlying shares each month thereafter.