Filing Details
- Accession Number:
- 0001209191-18-047454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 17:11:45
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 17:11:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1448056 | New Relic Inc. | NEWR | Services-Prepackaged Software (7372) | 262017431 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623944 | Mark Sachleben | C/O New Relic, Inc. 188 Spear Street, Ste. 1200 San Francisco CA 94105 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-15 | 3,433 | $0.00 | 3,433 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 1,834 | $0.00 | 5,267 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 1,540 | $0.00 | 6,807 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-16 | 3,370 | $102.17 | 3,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-16 | 3,437 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2018-08-16 | 3,437 | $0.00 | 296,600 | No | 5 | G | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-08-15 | 3,433 | $0.00 | 3,433 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-08-15 | 1,834 | $0.00 | 1,834 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2018-08-15 | 1,540 | $0.00 | 1,540 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-08-15 | 9,428 | $0.00 | 9,428 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-08-15 | 21,648 | $0.00 | 21,648 | $102.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,300 | No | 4 | M | Direct | ||
| 12,839 | No | 4 | M | Direct | ||
| 16,939 | No | 4 | M | Direct | ||
| 9,428 | No | 4 | A | Direct | ||
| 21,648 | 2028-08-14 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,000 | Indirect | By Trust |
| Common Stock | 39,500 | Indirect | By Trust |
Footnotes
- The Reporting Person made a prior election to sell only the number of shares of common stock necessary to cover applicable tax withholding obligations realized upon the vesting of restricted stock units, as well as any related brokerage commission fees.
- The shares were sold at prices ranging from $102.1697 to $102.2475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares are beneficially owned directly by Mark J. Sachleben & Lynda F. Sullivan, Trustees of the Sachleben Sullivan Living Trust dated August 22, 2012, of which the Reporting Person is a Trustee.
- Shares are beneficially owned directly by The Audrey Megan Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- Shares are beneficially owned directly by The Eric Henry Sachleben Delaware Legacy Trust, of which the Reporting Person is a Trustee.
- Represents Restricted Stock Units ("RSUs"). The RSUs will vest as follows: 10% of the RSUs shall vest on the first anniversary of May 15, 2015 (the "2015 Vesting Start Date"); 3.75% of the RSUs shall vest in equal quarterly installments thereafter until the second anniversary of the 2015 Vesting Start Date; 5.00% of the RSUs shall vest in equal quarterly installments thereafter until the third anniversary of the 2015 Vesting Start Date; and 13.75% of the RSUs shall vest in equal quarterly installments thereafter until the fourth anniversary of the 2015 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from May 15, 2016 (the "2016 Vesting Start Date") until the fourth anniversary of the 2016 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from May 15, 2017 (the "2017 Vesting Start Date") until the fourth anniversary of the 2017 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- The RSUs will vest in equal quarterly installments from August 15, 2018 (the "2018 Vesting Start Date") until the fourth anniversary of the 2018 Vesting Start Date, in each case subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
- 1/48th of the shares subject to the Stock Option shall vest on each monthly anniversary of July 1, 2018, subject to the Reporting Person's Continuous Service (as defined in the 2014 Equity Incentive Plan) on such vesting date.
Billionaire Hedge Funds
