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Filing Details

Accession Number:: 0000899243-18-022706
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-17 16:46:10
Reporting Period:: 2018-08-15

Accepted Time:: 2018-08-17 16:46:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1086858	Nathaniel Goldhaber	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1332576	P L Ventures Creek Claremont	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1343179	P L Fund Partners Creek Claremont	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1443493	Claremont Creek Ventures Ii Lp	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1646756	Randall Hawks	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1646777	Claremont Creek Partners, Llc	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No
1646778	Claremont Creek Partners Ii, Llc	300 Frank H Ogawa Plaza Oakland CA 94612	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-15	483,221	$0.00	5,178,133	No	4	J	Indirect	By Claremont Creek Ventures, L.P.
Common Stock	Disposition	2018-08-15	16,397	$0.00	173,943	No	4	J	Indirect	By Claremont Creek Partners Fund, L.P.
Common Stock	Acquisiton	2018-08-15	4,880	$0.00	4,880	No	4	J	Indirect	Claremont Creek Partners, LLC
Common Stock	Disposition	2018-08-15	4,880	$24.57	0	No	4	S	Indirect	Claremont Creek Partners, LLC
Common Stock	Acquisiton	2018-08-15	6,995	$0.00	17,714	No	4	J	Indirect	Goldhaber Investments, L.P. - Fund I
Common Stock	Acquisiton	2018-08-15	175	$0.00	495	No	4	J	Indirect	Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
Common Stock	Acquisiton	2018-08-15	4,064	$0.00	11,215	No	4	J	Indirect	Randall Hawks
Common Stock	Disposition	2018-08-15	45,034	$0.00	482,728	No	4	J	Indirect	By Claremont Creek Ventures II, L.P.
Common Stock	Acquisiton	2018-08-15	469	$0.00	469	No	4	J	Indirect	By Claremont Creek Partners II, LLC
Common Stock	Disposition	2018-08-15	469	$0.00	0	No	4	J	Indirect	By Claremont Creek Partners II, LLC
Common Stock	Acquisiton	2018-08-15	201	$0.00	201	No	4	J	Indirect	Goldhaber Investments, L.P. - Fund 2
Common Stock	Acquisiton	2018-08-15	201	$0.00	11,416	No	4	J	Indirect	Randall Hawks

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Claremont Creek Ventures, L.P.
No	4	J	Indirect	By Claremont Creek Partners Fund, L.P.
No	4	J	Indirect	Claremont Creek Partners, LLC
No	4	S	Indirect	Claremont Creek Partners, LLC
No	4	J	Indirect	Goldhaber Investments, L.P. - Fund I
No	4	J	Indirect	Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE
No	4	J	Indirect	Randall Hawks
No	4	J	Indirect	By Claremont Creek Ventures II, L.P.
No	4	J	Indirect	By Claremont Creek Partners II, LLC
No	4	J	Indirect	By Claremont Creek Partners II, LLC
No	4	J	Indirect	Goldhaber Investments, L.P. - Fund 2
No	4	J	Indirect	Randall Hawks

Footnotes

Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures, L.P. ("CCV") and Claremont Creek Partners Fund, L.P. ("CCPF") to their respective partners, including their general partner, Claremont Creek Partners, LLC ("CCP").
These shares are owned directly by CCV and CCPF, of which CCP is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV described in footnote (1).
These shares are owned directly by CCP. CCP serves as the general partner of CCV and CCPF. As such, CCP has sole voting and investment control over the shares owned by CCV and CCPF and may be deemed to beneficially own the shares held by CCV and CCPF. The managing members of CCP are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $24.50 to $25.49 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Goldhaber Investments, L.P. - Fund I ("Goldhaber Investments"). Nathaniel Goldhaber is the general partner of Goldhaber Investments and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1). The shares are held by the Gerson Goldhaber Family Trust, Gerson and Judith Goldhaber, TTE ("Gerson Trust"). Nathaniel Goldhaber is a trustee and beneficiary of the Gerson Trust and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCPF described in footnote (1).
Represents a pro rata in kind distribution without consideration by Claremont Creek Ventures II, L.P. ("CCV II") to their respective partners, including their general partner, Claremont Creek Partners II, LLC ("CCP II").
These shares are owned directly by CCV II, of which CCP II is the sole general partner and exercises voting and investment power over these shares. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents the receipt of shares in the pro rata in kind distributions of Common Stock of the Issuer by CCV II described in footnote (9).
These shares are owned directly by CCP II. CCP II serves as the general partner of CCV II. As such, CCP II has sole voting and investment control over the shares owned by CCV II and may be deemed to beneficially own the shares held by CCV II. The managing members of CCP II are Randall Hawks and Nathaniel Goldhaber. The reporting persons disclaim beneficial ownership of these securities, except to the extent of their respective proportionate pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
Represents a pro rata in kind distribution of Common Stock of the Issuer by CCP II without consideration to its members.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9). The shares are held by the Goldhaber Investments, L.P. - Fund 2 ("Goldhaber Investments 2"). Nathaniel Goldhaber is the general partner of Goldhaber Investments 2 and disclaims beneficial ownership of these securities, except to the extent of his proportionate pecuniary interest therein.
Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in kind distribution by CCV II described in footnote (9).
The Form 4 filed May 17, 2018 inadvertently disclosed the incorrect amount of shares beneficially owned following the reported transactions. This Form 4 reflects the correct amount of shares following the reported transactions.