Filing Details
- Accession Number:
- 0000356028-18-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 16:42:56
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 16:42:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 356028 | Ca Inc. | CA | Services-Prepackaged Software (7372) | 132857434 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1624561 | L. Paul Pronsati | 520 Madison Avenue New York NY 10022 | Evp, Global Operations & It | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Acquisiton | 2018-08-15 | 6,052 | $31.06 | 61,197 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2018-08-15 | 42,692 | $30.45 | 103,889 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2018-08-15 | 29,750 | $31.53 | 133,639 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Acquisiton | 2018-08-15 | 16,995 | $31.69 | 150,634 | No | 4 | M | Direct | |
| Common Stock, $.10 Par Value | Disposition | 2018-08-15 | 95,489 | $43.56 | 55,145 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 6,052 | $0.00 | 6,052 | $31.06 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 42,692 | $0.00 | 42,692 | $30.45 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 29,750 | $0.00 | 29,750 | $31.53 |
| Common Stock, $.10 Par Value | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 16,995 | $0.00 | 16,995 | $31.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-01-14 | No | 4 | M | Direct | |
| 0 | 2025-05-29 | No | 4 | M | Direct | |
| 14,652 | 2026-05-15 | No | 4 | M | Direct | |
| 32,989 | 2027-05-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $.10 Par Value | 1,303 | Indirect | 401(k) Plan |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 1, 2018.
- Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $43.500 to $43.650, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Shares held in the CA Savings Harvest Plan, a 401(k) Plan.
- The option became exercisable over three years as follows: 34% on January 14, 2016, 33% on January 14, 2017 and 33% on January 14, 2018.
- The option became exercisable over three years as follows: 34% on May 29, 2016, 33% on May 29, 2017 and 33% on May 29, 2018.
- The option becomes exercisable over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019.
- The option becomes exercisable over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020.
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