Filing Details
- Accession Number:
- 0001181078-11-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-22 16:04:14
- Reporting Period:
- 2011-02-17
- Filing Date:
- 2011-02-22
- Accepted Time:
- 2011-02-22 16:04:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181078 | Ira Wagner | 2 Bethesda Metro Center 14Th Floor Bethesda MD 20814 | Pres., European Priv Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-17 | 138,168 | $4.81 | 340,321 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 138,168 | $9.46 | 340,321 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-17 | 30,164 | $3.48 | 340,321 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-17 | 30,164 | $9.47 | 340,321 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-02-17 | 6,172 | $9.44 | 0 | No | 4 | S | Indirect | ESOP/401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | ESOP/401(k) |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options | Disposition | 2011-02-17 | 138,168 | $0.00 | 138,168 | $4.81 |
Stock Options | Options | Disposition | 2011-02-17 | 30,164 | $0.00 | 30,164 | $3.48 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
219,084 | 2010-01-07 | 2019-01-07 | No | 4 | M | Direct |
60,327 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $9.37 to $9.59. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 275,000 shares of common stock with an exercise price of $6.24 held by the reporting person on June 22, 2009 became exercisable for 357,252 shares of common stock with an exercise price of $4.81.