Filing Details
- Accession Number:
- 0001639691-18-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-17 14:17:27
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-17 14:17:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1639691 | Livanova Plc | LIVN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445438 | John Douglas Manko | 20 Eastbourne Terrace London X0 W2 6LG | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2018-08-15 | 4,300 | $61.00 | 5,728 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2018-08-15 | 2,160 | $121.48 | 3,568 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2018-08-15 | 522 | $121.48 | 3,046 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2018-08-15 | 2,058 | $121.61 | 988 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Appreciation Rights | Disposition | 2018-08-15 | 4,300 | $0.00 | 4,300 | $61.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,462 | No | 4 | M | Direct |
Footnotes
- The referenced shares were withheld from distribution at the request of reporting person to pay option exercise price.
- The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- Represents weighted average selling price. Securities sold through 3 separate sales on the transaction date at prices ranging from $121.4769 to $121.6483. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
- Reporting person was granted an award of stock appreciation rights ("SARs"), subject to the terms and conditions of the LivaNova PLC 2015 Incentive Award Plan (the "Plan") and the SAR Agreement, the SARs shall vest in equal installments of 25% on each of the four anniversaries of the grant date, August 5, 2016.
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