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Filing Details

Accession Number:: 0000049071-18-000112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-17 14:03:37
Reporting Period:: 2018-08-16

Accepted Time:: 2018-08-17 14:03:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561149	D Elizabeth Bierbower	Humana Inc. 500 West Main Street Louisville KY 40202	Segment President, Group Bus.	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Humana Common	Disposition	2018-08-16	3,092	$330.00	14,289	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$102.16	2021-02-18	8,381	8,381	Direct
Humana Common	Options	$164.65	2022-02-24	7,627	7,627	Direct
Humana Common	Options	$167.81	2023-02-18	8,925	8,925	Direct
Humana Common	Options	$217.42	2024-03-08	14,997	14,997	Direct
Humana Common	Options	$268.47	2025-02-19	4,817	4,817	Direct
Humana Common	Restricted Stock Units	$0.00		646	646	Direct
Humana Common	Restricted Stock Units	$0.00		2,682	2,682	Direct
Humana Common	Restricted Stock Units	$0.00		1,117	1,117	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-02-18	8,381	8,381	Direct
2022-02-24	7,627	7,627	Direct
2023-02-18	8,925	8,925	Direct
2024-03-08	14,997	14,997	Direct
2025-02-19	4,817	4,817	Direct
	646	646	Direct
	2,682	2,682	Direct
	1,117	1,117	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/2014, vesting in three increments from 02/18/2015 to 02/18/2017.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/24/2015, vesting in three increments from 02/24/2016 to 02/24/2018.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Non-Qualified stock options granted to reporting person on 02/18/2016, vesting in three increments from 02/18/2017 to 02/18/2019.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017. 9,998 options vesting in 3 annual increments, and 4,999 options fully vest three years from date of grant.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 02/19/19 to 02/19/21.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/18/16, 33% of the award is vesting on 12/15/16, 12/15/2017 and 12/15/2018.
Restricted stock units granted to reporting person on 03/08/17. 2,299 shares vesting in three annual increments on 12/15/17, 12/15/18, and 12/15/19. 1,149 shares fully vest three years from date of grant.
Restricted stock units granted to reporting person on 02/19/18, 33% of the award is vesting on 12/15/18, 12/15/19 and 12/15/20.
All shares sold at price of $330.00.