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Filing Details

Accession Number:: 0001415889-18-001269
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-16 20:36:55
Reporting Period:: 2018-08-14

Accepted Time:: 2018-08-16 20:36:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1169770	Banc Of California Inc.	BANC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
949197	Kirk W Wycoff	C/O Banc Of California, Inc. 3 Macarthur Place Santa Ana CA 92707		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-14	63,014	$20.00	1,121,322	No	4	S	Indirect	By Patriot Financial Partners, L.P.
Common Stock	Disposition	2018-08-14	10,886	$20.00	193,989	No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.
Common Stock	Disposition	2018-08-15	8,527	$20.00	1,112,795	No	4	S	Indirect	By Patriot Financial Partners, L.P.
Common Stock	Disposition	2018-08-15	1,473	$20.00	192,516	No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.
Common Stock	Disposition	2018-08-16	162,695	$19.93	950,100	No	4	S	Indirect	By Patriot Financial Partners, L.P.
Common Stock	Disposition	2018-08-16	28,105	$19.93	164,411	No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Patriot Financial Partners, L.P.
No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.
No	4	S	Indirect	By Patriot Financial Partners, L.P.
No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.
No	4	S	Indirect	By Patriot Financial Partners, L.P.
No	4	S	Indirect	By Patriot Finanical Partners Parallel, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,748	Direct
Common Stock	1,204,097	Indirect	By Patriot Financial Partners II, L.P.
Common Stock	257,256	Indirect	By Patriot Financial Partners Parallel II, L.P.

Footnotes

The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 14, 2018 at prices ranging from $20.00 to $20.025, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The securities are beneficially held by Patriot Financial Partners, L.P. (the "Patriot Fund") and Patriot Financial Partners Parallel, L.P. (the "Patriot Parallel Fund," together with the Patriot Fund, the "Funds"). Patriot Financial Partners, GP, L.P. ("Patriot GP") is a general partner of each of the Funds, and Patriot Financial Partners, GP, LLC ("Patriot LLC") is a general partner of Patriot GP. In addition, the Reporting Person is a general partner of the Funds and Patriot GP and a member of Patriot LLC. Accordingly, securities owned by the Funds may be regarded as being beneficially owned by Patriot GP, Patriot LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.
The price reported in this Column 4 is a weighted average price. These shares were sold in multiple transactions on August 16, 2018 at prices ranging from $19.85 to $20.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The securities are beneficially held by Patriot Financial Partners II, L.P. (the "Patriot Fund II") and Patriot Financial Partners Parallel II, L.P. (the "Patriot Parallel Fund II," together with the Patriot Fund II, the "Funds II"). Patriot Financial Partners GP II, L.P. ("Patriot II GP") is a general partner of each of the Funds II, and Patriot Financial Partners GP II, LLC ("Patriot II LLC") is a general partner of Patriot II GP. In addition, the Reporting Person is a general partner of the Funds II and Patriot II GP and a member of Patriot II LLC. Accordingly, securities owned by the Funds II may be regarded as being beneficially owned by Patriot II GP, Patriot II LLC and the Reporting Person. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is a beneficial owner of such securities for the purposes of Section 16.