Filing Details
- Accession Number:
- 0000064040-18-000168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-16 19:09:10
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-16 19:09:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64040 | S&P Global Inc. | SPGI | Services-Consumer Credit Reporting, Collection Agencies (7320) | 131026995 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581262 | L. Douglas Peterson | 55 Water Street New York NY 10041 | Ceo & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-15 | 4,000 | $201.27 | 167,190 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options (Right to Buy) | $77.81 | 2015-04-01 | 2024-03-31 | 51,304 | 51,304 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2017-12-31 | 2019-12-31 | 9,324 | 9,324 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 2021-04-02 | 2021-04-02 | 10,716 | 10,716 | Direct |
Common Stock | Restricted Stock Units | $0.00 | 10,963 | 10,963 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 2018-12-31 | 2018-12-31 | 14,501 | 14,501 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-03-31 | 51,304 | 51,304 | Direct |
2019-12-31 | 9,324 | 9,324 | Direct |
2021-04-02 | 10,716 | 10,716 | Direct |
10,963 | 10,963 | Direct | |
2018-12-31 | 14,501 | 14,501 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2017.
- Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
- The restricted stock units will vest 49% on 12/31/2018 and 51% on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
- The restricted stock units will vest 33% on 12/31/2018, 33% on 12/31/2019 and 34% on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.