Home > Insider Trading > Filing (0001567619-18-001301)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1673345	Jr. F. Thomas Helms	Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2018-08-14	850	$33.41	1,650	No	4	S	Direct
Common Stock	Disposition	2018-08-15	1,450	$32.53	200	No	4	S	Direct
Common Stock	Disposition	2018-08-15	200	$33.45	0	No	4	S	Direct
Common Stock	Disposition	2018-08-15	5,000	$31.82	435,062	No	4	S	Indirect	By Helms Management Corp.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	By Helms Management Corp.

Footnotes

The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
Weighted average sale price. On 8/14/2018, the reporting person sold the shares within a range of $33.35 to $33.50. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $32.33 to $33.27. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $33.40 to $33.49. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Weighted average sale price. On 8/15/2018, the reporting person sold the shares within a range of $31.70 to $32.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.