Filing Details
- Accession Number:
- 0001568214-18-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-16 16:40:38
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2018-08-16 16:40:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 712771 | Connectone Bancorp Inc. | CNOB | State Commercial Banks (6022) | 521273725 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1089892 | William Thompson | C/O Connectone Bancorp, Inc. 301 Sylvan Avenue Englewood Cliffs NJ 07632 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-14 | 1,325 | $25.15 | 71,368 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-14 | 3,473 | $7.67 | 74,841 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-14 | 473 | $12.52 | 75,314 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2018-08-14 | 3,473 | $0.00 | 3,473 | $7.67 |
| Common Stock | Stock Option | Disposition | 2018-08-14 | 473 | $0.00 | 473 | $12.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-01 | No | 4 | M | Direct | |
| 3,000 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options. Also includes 99.8296 shares acquired through the Company's Dividend Reimbursement & Optional Cash Purchase Plan.
- The option became exercisable in four equal annual installments on March 1, 2010, 2011, 2012, and 2013.
- The option became exercisable in four equal annual installments on March 1, 2014, 2015, 2016, and 2017.
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