Filing Details
- Accession Number:
- 0001567619-18-001251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-16 10:49:37
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2018-08-16 10:49:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 764401 | Insteel Industries Inc | IIIN | Steel Works, Blast Furnaces & Rolling & Finishing Mills (3310) | 560674867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1017475 | Iii O H Woltz | 1373 Boggs Drive Mount Airy NC 27030 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-14 | 4,878 | $20.50 | 509,322 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-14 | 4,553 | $21.96 | 513,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-14 | 3,700 | $42.30 | 510,175 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-15 | 20,335 | $40.72 | 489,840 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-16 | 184 | $40.71 | 489,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (Right to Buy) | Disposition | 2018-08-14 | 4,878 | $0.00 | 4,878 | $20.50 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-08-14 | 4,553 | $0.00 | 4,553 | $21.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-08-12 | No | 4 | M | Direct | |
| 0 | 2025-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (Restricted Stock Units) | 37,212 | Direct | |
| Common Stock | 113,328 | Indirect | Co-trustee of Trusts created by Estate of Howard O. Woltz, Jr. |
| Common Stock | 54,798 | Indirect | Trustee of trusts for the benefit of children of H. O. Woltz III |
| Common Stock | 61,222 | Indirect | co-trustee of Woltz Foundation |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $41.85 | 2028-08-13 | 10,534 | 10,534 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $34.49 | 2026-08-11 | 8,643 | 8,643 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $18.05 | 2025-08-17 | 7,657 | 7,657 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $23.95 | 2026-02-11 | 5,754 | 5,754 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $29.69 | 2028-02-13 | 14,340 | 14,340 | Direct | |
| Common Stock | Common Stock (Right to Buy) | $37.06 | 2027-02-07 | 10,981 | 10,981 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $26.75 | 2027-08-07 | 16,094 | 16,094 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2028-08-13 | 10,534 | 10,534 | Direct |
| 2026-08-11 | 8,643 | 8,643 | Direct |
| 2025-08-17 | 7,657 | 7,657 | Direct |
| 2026-02-11 | 5,754 | 5,754 | Direct |
| 2028-02-13 | 14,340 | 14,340 | Direct |
| 2027-02-07 | 10,981 | 10,981 | Direct |
| 2027-08-07 | 16,094 | 16,094 | Direct |
Footnotes
- Options vest 1/3 annually beginning one year from grant date.
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