Filing Details
- Accession Number:
- 0000899243-18-022519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 21:59:14
- Reporting Period:
- 2018-08-13
- Accepted Time:
- 2018-08-15 21:59:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Misc Health & Allied Services, Nec (8090) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315416 | David Portnoy | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Co-Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-13 | 1,000 | $8.30 | 50,150 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2018-08-14 | 1,161 | $8.10 | 51,311 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2018-08-14 | 2,000 | $8.30 | 53,311 | No | 4 | P | Indirect | By 401K |
Common Stock | Acquisiton | 2018-08-15 | 200 | $8.10 | 53,511 | No | 4 | P | Indirect | By 401K |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
No | 4 | P | Indirect | By 401K |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 151,224 | Indirect | By Corporation |
Common Stock | 9,122 | Indirect | as Cust for Daughter |
Common Stock | 9,974 | Indirect | as Cust for Son |
Common Stock | 578,333 | Direct | |
Common Stock | 78,864 | Indirect | By Spouse |
Common Stock | 59,027 | Indirect | By LLC |
Common Stock | 199,080 | Indirect | By IRA |
Common Stock | 55,219 | Indirect | By Corporation 2 |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $1.72 | 2011-12-01 | 2021-12-01 | 200,000 | 200,000 | Direct |
Common Stock | Stock Option | $2.90 | 2011-08-31 | 2021-08-31 | 100,000 | 100,000 | Direct |
Common Stock | Stock Option | $3.14 | 2016-04-15 | 2026-04-15 | 70,270 | 70,270 | Direct |
Common Stock | Stock Option | $7.92 | 2023-03-08 | 23,636 | 23,636 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-01 | 200,000 | 200,000 | Direct |
2021-08-31 | 100,000 | 100,000 | Direct |
2026-04-15 | 70,270 | 70,270 | Direct |
2023-03-08 | 23,636 | 23,636 | Direct |
Footnotes
- Share of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary and as the managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
- Share of Common Stock held by Mayim Investment Limited Partnership, as to David I. Portnoy may be deemed the beneficial owner as the managing member and owner Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
- Share of Common Stock held by uTIPu, Inc, as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
- Stock options vest 1/3 on date of grant, 1/3 December 1, 2016 and 1/3 December 1, 2017.
- Stock options will vest 1/3 on date of grant, 1/3 December 1, 2018 and 1/3 on December 1, 2019.