Filing Details
- Accession Number:
- 0001209191-18-046893
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 19:00:05
- Reporting Period:
- 2018-08-15
- Accepted Time:
- 2018-08-15 19:00:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1652044 | Alphabet Inc. | GOOG | () | CA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032455 | John L Doerr | C/O Alphabet Inc. 1600 Amphitheatre Pkwy Mountain View CA 94043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class C Capital Stock | Disposition | 2018-08-15 | 700 | $1,211.57 | 812,665 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 732 | $1,212.86 | 811,933 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 1,580 | $1,214.12 | 810,353 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 1,120 | $1,215.10 | 809,233 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 1,180 | $1,216.22 | 808,053 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 1,231 | $1,217.19 | 806,822 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 970 | $1,217.92 | 805,352 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 500 | $1,219.38 | 806,322 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 249 | $1,220.53 | 805,103 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 100 | $1,221.22 | 805,003 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 100 | $1,222.74 | 804,903 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 100 | $1,225.15 | 804,803 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 300 | $1,226.83 | 804,503 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 400 | $1,228.37 | 804,103 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 400 | $1,229.39 | 803,703 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 200 | $1,230.75 | 803,503 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 200 | $1,232.46 | 803,303 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 100 | $1,233.52 | 803,203 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Class C Capital Stock | Disposition | 2018-08-15 | 100 | $1,235.08 | 803,103 | No | 4 | S | Indirect | Vallejo Ventures Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
| No | 4 | S | Indirect | Vallejo Ventures Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,485 | Direct | |
| Class A Common Stock | 118,653 | Indirect | The Benificus Foundation |
| Class C Capital Stock | 106,356 | Indirect | The Benificus Foundation |
| Class C Capital Stock | 5,027 | Direct | |
| Class C Google Stock Units | 298 | Direct | |
| Class C Google Stock Units | 242 | Direct | |
| Class C Google Stock Units | 155 | Direct | |
| Class C Google Stock Units | 286 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 1,117,447 | 1,117,447 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,117,447 | 1,117,447 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,211.06 to $1,212.05, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (13) to this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,212.47 to $1,213.46, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,213.49 to $1,214.48, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,214.67 to $1,215.66, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,215.72 to $1,216.71, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,216.74 to $1,217.73, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,217.74 to $1,218.73, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,218.95 to $1,219.94, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,220.00 to $1,220.99, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,226.58 to $1,227.57, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,227.81 to $1,228.80, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,229.05 to $1,230.04, inclusive.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,230.35 to $1,231.34, inclusive.
- The Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. 1/48th of GSU grant will vest on July 25, 2018 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSUs vested on July 25, 2016 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSUs vested on July 25, 2015 and an additional 1/48th of GSUs will vest monthly thereafter until the GSUs are fully vested, subject to continued service on the Board on the applicable vesting dates.
- 1/48th of GSU grant vested on July 25, 2017 and an additional 1/48th will vest monthly on the 25th day of each month thereafter, subject to continued service on the Board on the applicable vesting dates.
- All shares are exercisable as of the transaction date.
- There is no expiration date for the Issuer's Class B Common Stock.
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