Filing Details
- Accession Number:
- 0000911916-18-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 16:36:50
- Reporting Period:
- 2018-08-13
- Accepted Time:
- 2018-08-15 16:36:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 917491 | Faro Technologies Inc | FARO | Measuring & Controlling Devices, Nec (3829) | 593157093 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1581814 | Kathleen Hall | C/O Faro Technologies, Inc. 250 Technology Park Lake Mary FL 32746 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-13 | 5,921 | $38.57 | 15,030 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-13 | 5,921 | $67.54 | 9,109 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-14 | 19,948 | $38.57 | 29,057 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-14 | 19,948 | $67.51 | 9,109 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-15 | 383 | $38.57 | 9,492 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-15 | 383 | $66.40 | 9,109 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-13 | 5,921 | $0.00 | 5,921 | $38.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-14 | 19,948 | $0.00 | 19,948 | $38.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-08-15 | 383 | $0.00 | 383 | $38.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,331 | 2020-07-15 | No | 4 | M | Direct | |
| 383 | 2020-07-15 | No | 4 | M | Direct | |
| 0 | 2020-07-15 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 5,921 shares in multiple transactions ranging in price from $67.50 to $67.80 per share, resulting in a weighted average sale price of $67.5356. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- Represents the sale of 19,948 shares in multiple transactions ranging in price from $67.50 to $67.55 per share, resulting in a weighted average sale price of $67.5051. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
- The options vested in three equal installments on 7/15/14, 7/15/15 and 7/15/16.
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