Home > Insider Trading > Filing (0000720672-11-000036)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203674	J Ronald Kruszewski	2724 Turnberry Park Lane St. Louis MO 63131	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-02-18	41,130	$74.12	570,130	No	4	S	Direct
Common Stock	Disposition	2011-02-18	50,170	$73.58	519,960	No	4	S	Direct
Common Stock	Disposition	2011-02-18	8,700	$72.91	511,260	No	4	S	Direct
Common Stock	Disposition	2011-02-18	700	$73.84	1,700	No	4	S	Indirect	by Daughter
Common Stock	Disposition	2011-02-18	700	$73.84	1,000	No	4	S	Indirect	by Daughter
Common Stock	Disposition	2011-02-18	2,000	$73.84	4,000	No	4	S	Indirect	by Son
Common Stock	Disposition	2011-02-18	2,000	$73.84	2,000	No	4	S	Indirect	by Son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	by Daughter
No	4	S	Indirect	by Daughter
No	4	S	Indirect	by Son
No	4	S	Indirect	by Son

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00		255,606	255,606	Direct
Common Stock	Stock Option (Option to Buy)	$5.20	2012-01-02	79,999	79,999	Direct
Common Stock	Stock Option (Option to Buy)	$5.80	2013-02-10	60,000	60,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	255,606	255,606	Direct
2012-01-02	79,999	79,999	Direct
2013-02-10	60,000	60,000	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $73.79 to $74.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $73.29 to $73.785. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $72.54 to $73.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Units vest in equal yearly increments over a ten year period. This vesting may be accelerated based on the Company's performance.
No expiration date for these Units.
Options vest in 20% increments on 1/2/03, 1/2/04, 1/2/05, 1/2/06 and 1/2/07.
Options vest in 20% increments on 2/10/04, 2/10/05, 2/10/06, 2/10/07 and 2/10/08.