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Home > Insider Trading > Filing (0000720672-11-000033)

Filing Details

Accession Number:: 0000720672-11-000033
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-22 14:38:54
Reporting Period:: 2011-02-18

Filing Date:: 2011-02-22
Accepted Time:: 2011-02-22 14:38:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1180238	M James Oates	534 Lake Shore Road P.o. Box 250 Elkins NH 03233		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-02-18	5,821	$73.93	52,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	684	Indirect	by Spouse

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			12,860	12,860	Direct
Common Stock	Stock Option (Option to Buy)	$13.48		2015-01-03	1,200	1,200	Direct
Common Stock	Stock Option (Option to Buy)	$25.50		2016-01-03	1,200	1,200	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	12,860	12,860	Direct
2015-01-03	1,200	1,200	Direct
2016-01-03	1,200	1,200	Direct

Footnotes

Currently exercisable.
No expiration date for these Units.
Options vest in 20 percent increments on 1/3/06, 1/3/07, 1/3/08, 1/3/09 and 1/3/10.
Options vest in 20% increments on 1/3/07, 1/3/08, 1/3/09, 1/3/10 and 1/3/11.