Filing Details
- Accession Number:
- 0001562762-18-000255
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 14:44:34
- Reporting Period:
- 2018-08-14
- Accepted Time:
- 2018-08-15 14:44:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1692427 | Ncs Multistage Holdings Inc. | NCSM | Oil & Gas Field Services, Nec (1389) | 461527455 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699920 | Wade Bitter | C/O Ncs Multistage Holdings, Inc. 19450 State Highway 249, Suite 200 Houston TX 77070 | Cao & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-14 | 3,332 | $1.24 | 43,332 | No | 4 | X | Indirect | By Revocable Trust |
| Common Stock | Disposition | 2018-08-14 | 3,332 | $16.38 | 40,000 | No | 4 | S | Indirect | By Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By Revocable Trust |
| No | 4 | S | Indirect | By Revocable Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2018-08-14 | 3,332 | $0.00 | 3,332 | $1.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-09 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Commo Stock | 10,602 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $5.88 | 2022-12-21 | 9,021 | 9,021 | Indirect | |
| Common Stock | Option (right to buy) | $5.88 | 2023-04-03 | 28,500 | 28,500 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-21 | 9,021 | 9,021 | Indirect |
| 2023-04-03 | 28,500 | 28,500 | Indirect |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.36 to $16.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Includes 10,602 restricted stock units which vest in three equal annual installments beginning on March 1, 2019.
- These options have vested and are exercisable.
- Includes 5,413 vested and exercisable options and 3,608 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.
- Includes 17,100 vested and exercisable options and 11,400 options that vest and become exercisable in two equal annual installments beginning on May 3, 2019.
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