Filing Details
- Accession Number:
- 0000908834-18-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-15 11:59:39
- Reporting Period:
- 2018-08-13
- Accepted Time:
- 2018-08-15 11:59:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1445263 | Dennis Kuhn | 515 Franklin Street Michigan City IN 46360 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-13 | 5,250 | $4.45 | 5,841 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-13 | 5,250 | $20.70 | 591 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-14 | 591 | $20.90 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-08-13 | 5,250 | $0.00 | 5,250 | $4.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,250 | 2011-05-17 | 2020-05-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,463 | Indirect | By ESOP |
| Common Stock | 1,347 | Indirect | By Thrift Plan |
| Common Stock | 2,551 | Indirect | By SERP |
Footnotes
- Adjusted for a 3:2 stock split effective as of 6/15/2018.
- The option was granted on 5/17/2010 and vested in five equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
