Home > Insider Trading > Filing (0001567619-18-001158)

Filing Details

Accession Number:: 0001567619-18-001158
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-08-14 20:55:54
Reporting Period:: 2018-08-10

Accepted Time:: 2018-08-14 20:55:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512499	Lindblad Expeditions Holdings Inc.	LIND	Transportation Services (4700)	274749725

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1639447	Trey Byus	96 Morton Street New York NY 10014	Chief Expedition Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2018-08-10	25,750	$13.87	450,857	No	4	S	Direct
Common Stock	Disposition	2018-08-13	12,250	$13.83	438,607	No	4	S	Direct
Common Stock	Disposition	2018-08-14	12,000	$13.95	426,607	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			13,389	13,389	Direct
Common Stock	Restricted Stock Units	$0.00			10,231	10,231	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	13,389	13,389	Direct
	10,231	10,231	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.60 to $14.01, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.76 to $13.915, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.82 to $14.065, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.