Filing Details
- Accession Number:
- 0001225208-18-012554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-14 17:27:18
- Reporting Period:
- 2018-08-10
- Accepted Time:
- 2018-08-14 17:27:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1467542 | G Lawrence Hund | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | President-Hdfs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-10 | 25,040 | $18.92 | 29,715 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-10 | 12,000 | $22.63 | 41,715 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-10 | 12,000 | $43.34 | 29,715 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-08-10 | 25,040 | $43.33 | 4,675 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2018-08-10 | 12,000 | $0.00 | 12,000 | $22.63 |
Common Stock | Stock Option (right to buy) | Disposition | 2018-08-10 | 25,040 | $0.00 | 25,040 | $18.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,073 | 2011-02-10 | 2020-02-10 | No | 4 | M | Direct |
0 | 2010-07-17 | 2019-07-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,619 | Indirect | By Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 30,914 | 30,914 | Direct | ||
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2025-02-04 | 19,509 | 19,509 | Direct |
Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 20,950 | 20,950 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
30,914 | 30,914 | Direct | |
2025-02-04 | 19,509 | 19,509 | Direct |
2025-02-03 | 20,950 | 20,950 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $43.14 to $43.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $43.25 to $43.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
- All options are currently exercisable.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/14/18 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan