Filing Details
- Accession Number:
- 0001437749-18-015417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-13 20:46:27
- Reporting Period:
- 2018-08-09
- Accepted Time:
- 2018-08-13 20:46:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1611647 | Freshpet Inc. | FRPT | Grain Mill Products (2040) | 201884894 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1623963 | James Scott Morris | C/O Freshpet, Inc. 400 Plaza Drive, Floor 1 Secaucus NJ 07094 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-09 | 10,000 | $15.00 | 197,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-09 | 10,000 | $33.20 | 187,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-09 | 15,000 | $15.00 | 202,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-09 | 15,000 | $33.75 | 187,798 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-09 | 3,966 | $9.05 | 191,764 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-09 | 3,966 | $33.75 | 187,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase common stock | Disposition | 2018-08-09 | 10,000 | $0.00 | 10,000 | $15.00 |
| Common Stock | Options to purchase common stock | Disposition | 2018-08-09 | 15,000 | $0.00 | 15,000 | $15.00 |
| Common Stock | Options to purchase common stock | Disposition | 2018-08-09 | 3,966 | $0.00 | 3,966 | $9.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,562 | 2024-11-07 | No | 4 | M | Direct | |
| 562 | 2024-11-07 | No | 4 | M | Direct | |
| 18,658 | 2026-05-10 | No | 4 | M | Direct |
Footnotes
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning November 7, 2015.
- The options were issued pursuant to the Issuer's 2014 Omnibus Incentive Plan. The option vests in three equal annual installments beginning May 10, 2017.
Billionaire Hedge Funds
