Filing Details
- Accession Number:
- 0001406666-18-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-13 17:12:43
- Reporting Period:
- 2018-08-10
- Accepted Time:
- 2018-08-13 17:12:43
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1211436 | J Donald Listwin | C/O Calix, Inc. 1035 N. Mcdowell Blvd. Petaluma CA 94954 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-10 | 12,500 | $6.88 | 668,320 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200,000 | Indirect | See Footnote |
Footnotes
- Shares purchased between $6.75 and $6.90 per share at a weighted average price of $6.8772. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
- Amount of securities beneficially owned includes 18,320 unvested RSUs.
- Shares held by No Mas Ninos, L.P. The reporting person is a general partner of the No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.