Filing Details
- Accession Number:
- 0001209191-18-046359
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-13 12:19:33
- Reporting Period:
- 2018-08-09
- Accepted Time:
- 2018-08-13 12:19:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 108312 | Woodward Inc. | WWD | Electrical Industrial Apparatus (3620) | 361984010 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1446897 | Robert Chad Preiss | 1081 Woodward Way Fort Collins CO 80524 | President, Engine Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Acquisiton | 2018-08-09 | 4,812 | $18.67 | 21,812 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2018-08-09 | 4,812 | $80.79 | 17,000 | No | 4 | S | Direct | |
| Woodward, Inc. Common Stock | Acquisiton | 2018-08-10 | 2,188 | $18.67 | 19,188 | No | 4 | M | Direct | |
| Woodward, Inc. Common Stock | Disposition | 2018-08-10 | 2,188 | $80.33 | 17,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Nonqualified Stock Option (Right to buy) | Disposition | 2018-08-09 | 4,812 | $0.00 | 4,812 | $18.67 |
| Woodward, Inc. Common Stock | Nonqualifed Stock Option (right to buy) | Disposition | 2018-08-10 | 2,188 | $0.00 | 2,188 | $18.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,188 | 2009-11-24 | 2018-11-24 | No | 4 | M | Direct |
| 0 | 2009-11-24 | 2018-11-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Woodward, Inc. Common Stock | 15,150 | Indirect | Woodward Retirement Savings Plan |
Footnotes
- The reporting person sold shares in multiple same day, same way open market sales, with prices ranging from $80.75 to $81.00 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The reporting person sold shares in multiple same day, same way open market sales, with prices ranging from $80.30 to $80.60 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the sales. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of August 9, 2018, and reflects 1.12 fewer shares than what was reported in the reporting person's last Form 4 with Table Ireporting.
- Options, which expire November 24, 2018, became exercisable as to 25% of the shares on November 24, 2009 and each one-year anniversary thereafter.
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