Filing Details
- Accession Number:
- 0001209191-18-046261
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-10 17:16:15
- Reporting Period:
- 2018-08-08
- Accepted Time:
- 2018-08-10 17:16:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187789 | Nigel Travis | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Exec. Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-08 | 129,806 | $47.39 | 385,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-08 | 129,806 | $71.10 | 255,381 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-09 | 7,800 | $47.39 | 263,181 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-09 | 7,800 | $71.90 | 255,381 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-08-08 | 129,806 | $0.00 | 129,806 | $47.39 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-08-09 | 7,800 | $0.00 | 7,800 | $47.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 234,707 | 2022-02-12 | No | 4 | M | Direct | |
| 226,907 | 2022-02-12 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $71.00 to $71.37 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. Theses shares were sold in multiple transactions at prices ranging from $71.90 to $71.93 inclusive. The reporting person undertakes to provide Dunkin' Brands Group, Inc., any security holder of Dunkin' Brands Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The option vests based on time criteria (four equal annual installments that began on 2/12/2016).
Billionaire Hedge Funds
